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Recommendations from the DLC to GPO – including Digital Deposit!
Happy holidays from FGI! Seeing as many are not at work or checking their email, you might have missed that Depository Library Council recently released their recommendations to GPO. Under the tree this year is a recommendation to create a digital deposit working group! We’ve been talking for over a decade about the need for digital deposit – whereby GPO would actually deposit digital files to libraries just as they do currently with paper documents. Digital deposit will ensure the preservation and access of digital government information disseminated by GPO and allow libraries to continue to build collections for their designated communities. This is a huge step forward!
Recommendation #3: Council recommends the creation of a working group to explore current and future needs related to digital deposit – both dissemination of content and acceptance of content by GPO. At a minimum, two appropriate members of GPO staff, two members of DLC, and two members of the FDLP community should be appointed to serve on the Digital Deposit Working Group for one year. Composition of the working group should be chosen by DLC in consultation with GPO staff. The Working Group should report findings and recommendations – either initial or final – at the Fall 2019 FDLP annual meeting.
Justification: Council believes that such a Digital Deposit Working Group is a critically important and inclusive step in reaching consensus on how federal information in digital forms should be disseminated to and amongst the FDLP community for the benefit of all our users.
GPO releases comments on draft Title 44 reform bill
The Government Publishing Office (GPO) has recently made public their comments regarding the draft title 44 reform bill (PDF) currently working its way through the Congressional Committee on House Administration (CHA). GPO’s comments are broken into the following sections:
- Contracting out congressional printing
- Decentralizing agency printing
- Work produced in agency plants
- Economic impact on GPO
- Regulatory authority
- Government Printing Office / Public Printer
- Joint Committee on Printing
- Elimination of duplicating from statutory definition of printing
- Increased discretionary expenditures
- FDLP Improvements
We certainly appreciate GPO’s analysis of the draft bill and its impact. It mirrors and reiterates much of what we and many others have been saying about this bill. That is, the bill as written would have extreme negative effects on GPO’s budget, infrastructure and staff — which would have a drastic impact on GPO’s ability to manage FDLP services for the nation’s libraries downstream! — it would re-decentralize and deregulate printing and public information access across the government, thus driving up the costs of public information provision and greatly expand the issue of fugitive government information. If this bill is enacted, the public, libraries and the government itself would suffer as the long-standing FDLP system providing access to and preservation of government information would crumble.
We recommend that you read GPO’s analysis as well as our “Suggestions for Revisions to Chapter 5 of the Title 44 Bill” and contact Chairman Greg Harper and your representatives on the CHA as well as your Senators on the Joint Committee on Printing.
“Comments on Draft Legislation to Amend Title 44, U.S.C. (December 11, 2017 version)” to the Committee on House Administration on January 31, 2018. This document relays all comments, observations, and concerns with the draft revision to Title 44 as it relates to the Federal Depository Library Program, other Superintendent of Documents programs, and to GPO as an organization.
FGI’s analysis of the draft Title 44 “reform” bill
[Note: We wrote this analysis based on the text of the draft bill of December 1, 2017. Just before posting we received a new draft bill dated December 11, 2017. A quick comparison shows few significant changes between the two bills, but there are some improvements (we note one below.) We encourage you to suggest improvements directly to the CHA (see “Action” at the end of this post.]
Introduction
We now have a draft bill (dated 12/11/2017) proposing revisions to Title 44 of the U.S. Code. It is, indeed, a draft with inconsistencies and some awkward and confusing language. Also, the marked up by the Committee on House Administration that was supposed to happen on Wednesday December 13, 2017 has now been postponed until some time in January, 2018. Nevertheless, the broad outlines of the intentions of the bill are clear. We provide below a first look at this draft bill, focusing on broad policies rather than detailed specifics.
A complete rewrite
The bill does not tweak the existing law, but throws it out and rewrites significant portions of the law. Specifically, it throws out chapters 1, 3, 5, 7, 9, 11, 13, 17, and 19 that define the Depository Library Program along with Congressional/Executive/Judicial printing and binding, the Joint Committee on Printing, the Government Publishing Office, and the sales program, and inserts in its place 3 giant chapters defining the “Government Printing Office” (yes, it changes the name back to "printing office"), “Implementation of Authorities,” and “No-fee public access to government information” (which includes the FDLP and GPO’s "online repository"). It also evidently drops chapter 41 that defines access to federal electronic information and sets up FDsys/govinfo.gov.
Evaluation
The bill instantiates into law GPO’s worst policies. It does improve provisions for long-term free access and digital preservation, but it does so inadequately and with explicit loopholes that make those provisions nearly worthless. The bill contains provisions that would be very useful if they were enforceable, but it removes the already almost non-existent enforcement in the current law. In short, it is a bad bill with some nice language thrown in to make it sound better than it is. A spoonful of sugar to make the medicine go down, as it were.
Principles
As we have suggested, there are four principles that, we believe, must be supported by any revision of Title 44.
Below we analyze the bill’s effect on those principles and the other weaknesses of the bill.
Digital Deposit And The Biennial Survey: context and actions
It is time for the biennial survey of FDLP libraries and, therefore, a good time to review “digital deposit.”
Digital deposit is a very simple concept: It simply means that GPO should treat digital and non-digital government information the same way. In so doing, GPO would allow FDLP libraries to select digital government information and GPO would deposit that digital information with the library. Libraries could then build their own digital collections and provide their own digital services for those collections. This is completely different from GPO’s definition of “online depositories” that point to, but do not have, digital files. In the digital deposit scenario, libraries would continue to be depositories regardless of format. [1]
Over the last twelve years, GPO has asked questions on the the biennial surveys that reveal meaningful FDLP library interest in digital deposit. GPO did not ask the same question on every survey and this makes it difficult to compare results over time. In spite of this, the responses from the FDLP community were remarkably consistent.
For example, when asked (in various ways) if libraries were interested in receiving files via digital deposit, hundreds of FDLP libraries consistently said they were interested: 394 in 2005, 453 in 2007, 416 in 2009, and 300 in 2015. (See the Appendix, below, for the details of all the numbers quoted in this post.)
Suggestions for Revisions to Chapter 5 of the Title 44 Bill
January 19, 2018 / Leave a comment
The draft bill to reform Title 44 of the U.S. Code provides some much needed improvements over the current law. It explicitly requires GPO to follow existing privacy laws and would, for the first time, legally require GPO to preserve digital government information. It also removes the provision that allows GPO to charge for online access and requires GPO to offer “no-fee” access to its online repository.
Unfortunately, the bill leaves some big loopholes in these improvements. Some of these loopholes are explicit — such as allowing GPO to delete online information without providing any principles or guidelines or goals to achieve when it does so. Some others, especially in chapters 1 and 3, implicitly and negatively impact GPO’s continued functioning via the privatization of printing and other GPO functions which will slash GPO’s budget and cause it not to be able to do any of the FDLP improvements in chapter 5.
But the biggest flaw in the draft bill is that it puts the burden of digital preservation and access in the sole control of GPO. This “all eggs in one basket” approach to access and preservation is not just risky, it is dangerous — and we do not use that word lightly. The danger comes from failing to distribute the responsibility for preservation and control of the information to trusted partners outside the federal government.
There has been a vocal fear that the current Presidential administration might take important digital government information offline or even destroy it — see for example the recent report from the Environmental and Governance Initiative (EDGI). But the danger of that happening was made possible by the weakness in the model that puts all digital government information under the control of the government. With control centralized, access and preservation are vulnerable to policy changes, financial short-falls, and technical problems of that government. Central control of the information creates a single off-switch that can be tripped all too easily — intentionally or unintentionally. The bill does provide more obstacles to a nefarious or malicious government wishing to delete information, but it does not prevent it. In fact, the bill does not just maintain this single off-switch model that was developed more than 20 years ago. It takes it out of the temporary GPO policies where it resides today and writes it into the much-harder-to-change law of the land, the U.S. Code.
The bill has many good intentions. Virtually every section of Chapter 5 explicitly supports long-term free public access. It also expands the scope of the FDLP to include most of the information that the government distributes. We do not think the drafters of the bill intended to write a law that gives government an off-switch. Nor do we think they intended to draft a bill that endangers long-term preservation of government information. The problem is that the draft would clearly have these effects, regardless of the intentions of the drafters.
We know skeptics of our critique of the weaknesses of the bill will say This Can’t Happen Here. But it can. If Congress changes priorities or does not adequately fund GPO, we could lose access and even lose raw information. If you don’t believe that could happen, look at Title 2, Chapter 15, §472 of the U.S. Code. That is the law that established the Office of Technology Assessment. The law still exists, but the office has not existed since 1995 because Congress simply refuses to fund it. There is a long history of government information being privatized, withdrawn, and otherwise lost in the paper-and-ink world. And we have seen small examples such as our loss of access to GPO services for a week in 2009, and when NASA took its Technical Report Server offline for a week, or when Inspectors General disabled links that documented massive unauthorized spending, or when the Treasury Department scrubbed a techical paper from its website because it did not reflect department policy even though the site explicitly says that such papers are not intended to reflect department policy. As we write this today, GPO just announced that, if the government shuts down this weekend, it cannot ensure that all PURLs will work and that “Federal Register services on FDsys/govinfo will be limited to documents that protect life and property.” In the digital age, it is exponentially easier to lose government information when all it takes is the flick of a switch.
We live in uncertain times, particularly with regards to the role of government and the funding of government programs. Changing the law to require long-term free public access to government information is essential and this bill does that. But supporting a law that assumes that future Congresses and Presidents will fully fund long-term free public access to government information and will refrain from exercising the power to withdraw, redact, or hide information is not just short-sighted; it is being willfully blind to the present.
The solution to the weaknesses of the draft bill is actually simple. The solution is to truly modernize the FDLP to ensure that digital government information, just like paper government documents, are under the control of FDLP libraries in addition to GPO.
We have heard some argue that the bill does modernize the FDLP — by instructing GPO to provide for “digital deposit” as an “option.” It does indeed make digital deposit optional — optional and explicitly segregated from every aspect of the depository system defined everywhere else in the bill. Instead of integrating digital content into the depository system, the bill explicitly describes Selective and Regional FDLP libraries as receiving only “tangible” materials. Instead of describing a depository system in which digital and tangible content are treated equally, the bill goes to great lengths to repeatedly segregate responsibility for “tangible” items (FDLs) from the responsibility for digital content (GPO). If FDLs are to share responsibility for digital content with GPO, the law must integrate that role rather than segregate it as the draft bill does. Our suggestions for changes do just that by making all digital content just as selectable as all paper content.
The good news is we can do all this with small changes to the bill — changes that actually simplify the language of the bill. The small changes that we recommend can ensure that those apparent good intentions of the drafters of the bill will be fulfilled regardless of policy or economic or technical problems in the future.
In the attached document, we suggest specific changes to the draft bill (highlighted text) and provide comments (blue text) explaining them and how they will help. The changes we suggest focus only on Chapter 5, the FDLP chapter of the bill. (We have heard that, because the other chapters of the bill have garnered so much opposition, a bill with just Chapter 5 may be introduced.)
We know that many of our colleagues have hoped for changes that would make the FDLP more “flexible” and that would maintain or increase the number of participating libraries. We believe that such changes should be tactics, not goals, and should be used only if they actually help ensure preservation and long-term free public access. That is why we focus our recommendations around 4 principles: Privacy, Preservation, Free Access and Free Use, and Modernizing the scope of information covered by Title 44. The changes that we recommend do provide FDLs and GPO with more flexibility while focusing on the needs of users. The modernized FDLP we describe will, we think, provide more value to users and therefore more incentives for libraries to remain part of or join the FDLP community.
Authors:
James A. Jacobs, University of California San Diego
James R. Jacobs, Stanford University
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